Investor Resources

State Regulatory Agencies

Alabama Alaska Arizona Arkansas California Colorado Connecticut Delaware Dist. of Columbia

Florida Georgia Hawaii Idaho Illinois Indiana Iowa Kansas Kentucky

Louisiana Maine Maryland Massachusetts Michigan Minnesota Mississippi Missouri Montana

Nebraska Nevada New Hampshire New Jersey New Mexico New York North Carolina North Dakota Ohio

Oklahoma Oregon Pennsylvania Puerto Rico Rhode Island South Carolina South Dakota Tennessee Texas

Utah Vermont Virginia Washington West Virginia Wisconsin Wyoming

Federal Regulatory Agencies

SEC Home Page SEC Enforcement Division SEC News & Public Statements SEC Litigation Releases SEC ALJ Decisions

SEC Administrative Proceedings SEC Investor Assistance and Complaints SEC Commission Opinions US Department of Treasury, Bureau of the Fiscal Service Consumer Financial Protection Bureau

Exchanges and Related Sites

New York Stock Exchange NASDAQ NASDAQ OMX Chicago Stock Exchange Chicago Mercantile Exchange Chicago Board Options Exchange

Deutsche Börse London Stock Exchange Australian Securities Exchange Singapore Exchange Hong Kong Exchange Japan Exchange Group

Financial Industry Regulatory Authority (FINRA) FINRA Dispute Resolution FINRA Enforcement Actions NYSE Complaint Process

Investor-Related Organizations

American Association of Individual Investors American Savings Education Council Certified Financial Planner Board of Standards, Inc. Employee Benefit Research Institute Investor Protection Trust Jump$tart Coalition

National Association of Investors Corp. National Council on Economic Education National Endowment for Financial Education National Futures Association Securities Industry and Financial Markets Association

Other Securities-Related Websites

National Securities Clearing Corp. North American Securities Administrators Association